Securities Broker’s Services

What is it?

  • securities purchases, including amassing of packages of shares of specific issuers, acquisition of bills of exchange, savings (deposit) certificates and other securities;
  • securities sales; and
  • securities exchange.

You are free to choose agreement fulfillment terms and conditions:

  • market order – an order to buy at a minimum price and sell at a maximum price;
  • limit order – an order to buy at no more and sell at no less than a predetermined price;
  • stop-order – an order to buy or sell securities at the moment when the price reaches the predetermined level;
  • time order – an order effective within a predetermined timeframe; and
  • open order – an order effective until fulfilled or cancelled.

Custodian’s Services:

  • opening and servicing securities accounts for customers;
  • custody and tracking of shares, bonds, treasury bills and other securities;
  • custody of bearer securities certificates;
  • re-registration of title to securities;
  • immobilization of certificated securities and custody of registered securities immobilization certificates;
  • consulting and comprehensive structured transactions with securities;
  • clearing operations (supply against payment) in transactions with government securities;
  • updating depositors on the balance of their securities accounts; and
  • collection of return on securities tracked by the custodian and transfer of the collected amounts to the accounts of securities owners.

Services for Securities Issuers:

  • Services of the General Custodian for issuers, allowing you to cut costs of keeping registers of registered securities holders;
  • conversion of a bond issue from certificated to non-certificated form; and
  • payment of return on securities.

Custodian’s Services for Joint Investment Institutes, Investment Funds, and Mutual Funds of Investment Companies:

  • servicing of investment funds; and
  • joint projects with asset management companies.

Services of Custodian of Non-governmental Pension Funds (NPF):

  • servicing of non-governmental pension funds; and
  • joint projects with asset management companies and NPF administrators.

List of documents required of residents for opening securities accounts

List of documents required of non-residents for opening securities accounts

For more detailed information please contact the corporate manager:

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